Our client is looking for an Compliance Officer to take ownership of the compliance framework and act as a trusted advisor to senior stakeholders. This role offers the opportunity to build, shape, and continuously enhance compliance structures in a fast-growing, regulated capital markets environment.

You will work closely with management and operational teams, translating regulatory requirements into practical, scalable solutions that support business growth while maintaining the highest regulatory standards.

Aufgaben

Design, implement, and further develop the firm’s internal compliance framework
Ensure adherence to applicable legal, regulatory, and internal requirements (including WpIG, WpDVerOV, MaComp, MAR, GwG)
Develop and maintain a risk-based compliance programme aligned with the business model
Prepare and present the annual compliance report to senior management
Design, deliver, and document internal compliance training initiatives
Option to broaden the scope to include anti-money laundering and data protection
Act as a key point of contact and sparring partner for management, staff, regulators, and external stakeholders

Qualifikation

Strong expertise in the WpIG framework and related German regulatory requirements
Professional experience within capital markets (e.g. Sales & Trading, Corporate Finance, Equity Research)
Proven ability to implement regulation pragmatically in a commercial environment
Highly structured, analytical mindset with a solutions-driven approach
Confident communicator with strong stakeholder management skills
High level of integrity, discretion, and independence of judgment
Hands-on personality with initiative, precision, and assertiveness
Uncompromising attitude towards conflicts of interest and regulatory standards

This is

A rare opportunity to to further shape a regulated investment platform
Entrepreneurial working environment with flat hierarchies and short decision-making paths
Close interaction with senior decision-makers and genuine influence on business strategy
Competitive compensation package and clear development opportunities
Hybrid working model with a high degree of flexibility
Innovative, technology-driven setting with significant creative latitude

Jobs at Options Group

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